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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-15
  • TX RA
    APPROVED
    Since 2025-08-15

Branch Locations

5080 Spectrum Dr Ste 1200E, Addison, TX 75001 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 07/2019 07/2024
Chuy's Tex Mex Norman OK 03/2019 05/2019
University Of Oklahoma Norman OK 08/2015 05/2019
Northwestern Mutual Dallas TX 06/2018 08/2018
Southlake Parks And Recreation Southlake TX 06/2017 08/2017
Tgi Greek Norman OK 02/2017 05/2017
Principal Life Insurance Company Addison TX 08/2025 Present
Principal Securities, Inc. Addison TX 08/2025 Present
Pappadeaux Grapevine TX 09/2024 06/2025
Kendall's Kookies Irving TX 02/2025 Present
  • 07/2019 → 07/2024
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 03/2019 → 05/2019
    Chuy's Tex Mex
    Norman, OK
  • 08/2015 → 05/2019
    University Of Oklahoma
    Norman, OK
  • 06/2018 → 08/2018
    Northwestern Mutual
    Dallas, TX
  • 06/2017 → 08/2017
    Southlake Parks And Recreation
    Southlake, TX
  • 02/2017 → 05/2017
    Tgi Greek
    Norman, OK
  • 08/2025 → Present
    Principal Life Insurance Company
    Addison, TX
  • 08/2025 → Present
    Addison, TX
  • 09/2024 → 06/2025
    Pappadeaux
    Grapevine, TX
  • 02/2025 → Present
    Kendall's Kookies
    Irving, TX
Previous Registrations
  • 2022-02-08 → 2024-07-25
    Fidelity Personal And Workplace Advisors
    Dallas, TX
Other Businesses

**INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 07/31/2025 ADDRESS: 5080 Spectrum Dr, Addison TX 75001, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, DI, LTC, health and group insurance. **KENDALL'S KOOKIES POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2025 ADDRESS: 850 Lake Carolyn Pkwy, Apt 4177, Irving TX 75039, United States DESCRIPTION: Started an internet-based cookie company that I run out of my home.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-01-21
S63 Uniform Securities Agent State Law Examination 2019-10-07
  • S66 Uniform Combined State Law Examination
    2022-01-21
  • S63 Uniform Securities Agent State Law Examination
    2019-10-07
Other Names
  • Kendall Jean Dungan
  • Kendall J Dungan
  • Kendall Dungan

View on SEC IAPD

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