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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-06 |
| CT | RA | APPROVED | 2019-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Santander Bank, Na | Boston | MA | 06/2018 | 08/2019 |
| Santander Securities, Llc | Dorchester | MA | 06/2018 | 08/2019 |
| Bank Of America | Hyannis | MA | 11/2013 | 06/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hyannis | MA | 08/2019 | Present |
| Bank Of America N.A. | Hyannis | MA | 09/2019 | Present |
For profit or not for profit: Profit Name of outside business organization: Self (owned personally, no business org) Investment related: No Address of business: 1724 Dover Rd, Epsom NH 03234 Nature of business: Commercial Property Rental Compensation for Activity (Yes/No only): Yes Position, title, association: Owner, no business titles owned personally Start date of relationship: 2004 Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: Passive investor, no duties.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-16 |
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