Raphael Alberto Anaya

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2017 → 08/2019
  Jp Morgan Chase & Co.
  Concord, CA
• 06/2017 → 09/2017
  Mariachi Mexican Grill
  Martinez, CA
• 07/2016 → 04/2017
  Marshalls/Tjx Companies, Inc.
  Pleasant Hill, CA
• 04/2017 → 06/2017
  Unemployed
  Concord, CA
• 08/2019 → 03/2020
  Mechanics Bank/Lpl
  Concord, CA
• 03/2020 → 06/2022
  Wells Fargo N.A.
  Concord, CA
• 07/2022 → Present
  Charles Schwab & Co., Inc.
  Walnut Creek, CA
• 07/2022 → Present
  Charles Schwab Bank, Ssb
  Walnut Creek, CA

Previous Registrations

• 2021-09-27 → 2022-06-22
  Wells Fargo Clearing Services, Llc
  Concord, CA
  Walnut Creek, CA
  Pleasant Hill, CA

Exams

• S66 Uniform Combined State Law Examination
  2021-09-27
• S63 Uniform Securities Agent State Law Examination
  2018-09-10

Other Names

• Raphael A Anaya
• Raphael Anaya
• Rapha Anaya
• Raphael Alberto Anaya