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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2009-02-13 |
| TX | RA | APPROVED | 2009-02-02 |
Branch Locations
3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Atlanta | GA | 02/2009 | Present |
1)JACKSONVILLE STATE UNIV / EDUCATION / 700 PELHAM RD JACKSONVILLE, AL / ADJUNCT PROF / START DATE 01/01/2011 - / WILL THE ACTIVITY/BUSINESS INVOLVE SECURITIES TRADING, INVESTMENT, OR ADVICE? NO / 2)BOC CAPITAL LLC / ATLANTA, GA 30342 / FAMILY LLC / MANAGING FAMILY ASSETS / PARTNER / MANAGING MEMBER / START DATE 03/26/2012. 3) MIDDLE LLC / 325 LEDGEMONT CT ATLANTA,GA 30342 / PARTNERSHIP/ SERVICES (BUSINESS, PROFESSIONAL, SUPPORT) / AIRCRAFT LEASE / OTHER / MANAGING MEMBER OF LLC OWNER / NONE / START DATE 9/12/2013 4) Smokerise Field Club/ investment related?: / Diamond Creek Rd, Rosman, NC/ Recreation/social/ Officer / Enhance member experience/ start date: 7/30/2021
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-16 |
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