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Brian S Johnson

Equitable Advisors, LLC

Wilmington, NC

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-12-21
  • NC RA
    APPROVED
    Since 2022-12-21

Branch Locations

371 North Front Street Suite 371-G, Wilmington, NC 28401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western Southern Life Wilmington NC 05/2018 07/2019
W&S Brokerage Services Cincinnati OH 07/2018 07/2019
Unemployed Oak Island NC 12/2017 05/2018
Tgi Fridays North Myrtle Beach SC 09/2014 12/2017
Combined Insurance Wilmington NC 07/2019 08/2019
Axa Advisors, Llc New York NY 09/2019 06/2020
Equitable Advisors, Llc New York NY 09/2019 Present
  • 05/2018 → 07/2019
    Western Southern Life
    Wilmington, NC
  • 07/2018 → 07/2019
    W&S Brokerage Services
    Cincinnati, OH
  • 12/2017 → 05/2018
    Unemployed
    Oak Island, NC
  • 09/2014 → 12/2017
    Tgi Fridays
    North Myrtle Beach, SC
  • 07/2019 → 08/2019
    Combined Insurance
    Wilmington, NC
  • 09/2019 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 09/2019 → Present
    Equitable Advisors, Llc
    New York, NY
Other Businesses

CO-EXECUTOR AND CO- POWER OF ATTORNEY OF MOTHER, LUCINDA KAY JOHNSON'S WILL/ESTATE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-09
S63 Uniform Securities Agent State Law Examination 2018-10-01
  • S65 Uniform Investment Adviser Law Examination
    2022-12-09
  • S63 Uniform Securities Agent State Law Examination
    2018-10-01
Other Names
  • Brian S Johnson
  • Brian Scott Johnson

View on SEC IAPD

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

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