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Brian Vukovich

Morgan Stanley

Birmingham, AL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-02-02
TX RA APPROVED 2023-02-02
  • AL RA
    APPROVED
    Since 2023-02-02
  • TX RA
    APPROVED
    Since 2023-02-02

Branch Locations

740 Shades Creek Parkway, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Birmingham AL 07/2018 02/2023
Regions Financial Birmingham AL 12/2016 06/2018
Tidwell Group Birmingham AL 01/2013 11/2016
Morgan Stanley Smith Barney Llc Birmingham AL 02/2023 Present
Morgan Stanley Private Bank, N.A New York NY 02/2023 Present
  • 07/2018 → 02/2023
    Raymond James
    Birmingham, AL
  • 12/2016 → 06/2018
    Regions Financial
    Birmingham, AL
  • 01/2013 → 11/2016
    Tidwell Group
    Birmingham, AL
  • 02/2023 → Present
    Morgan Stanley Smith Barney Llc
    Birmingham, AL
  • 02/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-12-16
S63 Uniform Securities Agent State Law Examination 2018-12-10
  • S65 Uniform Investment Adviser Law Examination
    2018-12-16
  • S63 Uniform Securities Agent State Law Examination
    2018-12-10

View on SEC IAPD

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