Mitchell Nguyen

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → 10/2024
  Charles Schwab & Co., Inc.
  Stamford, CT
• 11/2017 → 05/2018
  X-Culture
  Greensboro, NC
• 10/2017 → 05/2018
  Kate Spade New York
  Orlando, FL
• 08/2013 → 05/2017
  Rollins College
  Winter Park, FL
• 05/2017 → 10/2017
  Unemployed
  Orlando, FL
• 06/2018 → 10/2024
  Charles Schwab & Co Bank
  Stamford, CT
• 10/2024 → 03/2026
  J.P. Morgan Securities Llc
  Harrison, NY
• 10/2024 → 03/2026
  Jpmorgan Chase Bank, N.A.
  Harrison, NY
• 03/2026 → Present
  Mariner
  Overland Park, KS

Previous Registrations

• 2024-10-14 → 2026-02-20
  J.P. Morgan Securities Llc
  Mamaroneck, NY
  Harrison, NY
• 2019-03-04 → 2024-10-25
  Charles Schwab & Co., Inc.
  Fort Worth, TX
  Stamford, CT
  Fairfield, CT
  Stamford, CT
  Westlake, TX
  Greenwich, CT
  Stamford, CT

Exams

• S66 Uniform Combined State Law Examination
  2019-03-04

Other Names

• Mitchell X Nguyen
• Mitchell Nguyen
• Mitchell Xuan Nguyen