Charles Joseph Bubeck

Current Employers

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2019-01-03

MD RA
APPROVED

Since 2019-01-03

Branch Locations

9881 Broken Land Parkway Suite 220, Columbia, MD 21046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
State Of Maryland	Ellicott City	MD	08/2013	07/2018
Commonwealth Financial Network	Waltham	MA	07/2018	Present

08/2013 → 07/2018

State Of Maryland

Ellicott City, MD
07/2018 → Present

Commonwealth Financial Network

Waltham, MA

Other Businesses

Fixed insurance sales; as of 07/10/2018; Approximately less than 5% time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-06

S66 Uniform Combined State Law Examination

2018-12-06

View on SEC IAPD

Current Employers

Commonwealth Financial Network

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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