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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-21
  • TX RA
    APPROVED
    Since 2022-10-21

Branch Locations

1945 Northwestern Drive, El Paso, TX 79912-1108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 02/2019 04/2021
Colonial Life El Paso TX 12/2018 02/2019
New York Life Insurance Company El Paso TX 06/2018 10/2018
Abercrombie And Fitch Kids El Paso TX 02/2015 08/2018
University Of Texas At El Paso El Paso TX 08/2015 05/2018
Robinhood Financial, Llc Tempe AZ 04/2021 08/2022
Robinhood Markets, Inc Tempe AZ 06/2022 08/2022
Charles Schwab & Co., Inc. El Paso TX 10/2022 Present
Charles Schwab Bank, Ssb El Paso TX 10/2022 Present
Charles Schwab Premiere Bank El Paso TX 10/2022 Present
Charles Schwab Trust Bank El Paso TX 10/2022 Present
  • 02/2019 → 04/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 12/2018 → 02/2019
    Colonial Life
    El Paso, TX
  • 06/2018 → 10/2018
    New York Life Insurance Company
    El Paso, TX
  • 02/2015 → 08/2018
    Abercrombie And Fitch Kids
    El Paso, TX
  • 08/2015 → 05/2018
    University Of Texas At El Paso
    El Paso, TX
  • 04/2021 → 08/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 08/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 10/2022 → Present
    El Paso, TX
  • 10/2022 → Present
    Charles Schwab Bank, Ssb
    El Paso, TX
  • 10/2022 → Present
    Charles Schwab Premiere Bank
    El Paso, TX
  • 10/2022 → Present
    Charles Schwab Trust Bank
    El Paso, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-09-06
S63 Uniform Securities Agent State Law Examination 2019-05-06
  • S66 Uniform Combined State Law Examination
    2019-09-06
  • S63 Uniform Securities Agent State Law Examination
    2019-05-06

View on SEC IAPD

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