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730 Third Ave, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-10-30 |
Branch Locations
8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States
Huntersville, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Commercial Bank | Pittsburgh | PA | 08/2012 | 12/2016 |
| Regions Bank | Dallas | TX | 01/2017 | 06/2018 |
| Stephens | Dallas | TX | 06/2018 | 01/2019 |
| Tiaa Wealth Investment Management Llc | Charlotte | NC | 10/2025 | Present |
| Tiaa | Charlotte | NC | 04/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-07-09 |
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