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Current Employers
Tiaa Wealth Investment Management Llc

730 Third Ave, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-30
  • NC RA
    APPROVED
    Since 2025-10-30

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Huntersville, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Commercial Bank Pittsburgh PA 08/2012 12/2016
Regions Bank Dallas TX 01/2017 06/2018
Stephens Dallas TX 06/2018 01/2019
Tiaa Wealth Investment Management Llc Charlotte NC 10/2025 Present
Tiaa Charlotte NC 04/2019 Present
  • 08/2012 → 12/2016
    First Commercial Bank
    Pittsburgh, PA
  • 01/2017 → 06/2018
    Regions Bank
    Dallas, TX
  • 06/2018 → 01/2019
    Stephens
    Dallas, TX
  • 10/2025 → Present
    Charlotte, NC
  • 04/2019 → Present
    Tiaa
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2018-07-09
  • S63 Uniform Securities Agent State Law Examination
    2018-07-09
Designations

View on SEC IAPD

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