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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-14 |
| IL | RA | APPROVED | 2023-06-27 |
Branch Locations
3335 N. Ashland Avenue, Chicago, IL 60657 • United States
1103 W Addison St, Chicago, IL 60613 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Self Employed - David Hussar | Chicago | IL | 05/2003 | 01/2018 |
| J.P. Morgan Securities, Llc | Chicago | IL | 06/2018 | 12/2018 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 06/2018 | Present |
| J.P. Morgan Securities Llc | Chicago | IL | 05/2019 | Present |
| Unemployed | Chicago | IL | 02/2018 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-27 |
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