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Ericka Yvonne Archie-Conner

Morgan Stanley

Clayton, NC

Raleigh, NC

CRD 4931763

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-04-08
TX RA APPROVED_RES 2020-02-20
TN RA APPROVED 2011-09-21
KY RA APPROVED 2009-06-01
  • NC RA
    APPROVED
    Since 2021-04-08
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • TN RA
    APPROVED
    Since 2011-09-21
  • KY RA
    APPROVED
    Since 2009-06-01

Branch Locations

Clayton, NC • United States

3800 Glenwood Avenue Suite 500, Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Raleigh NC 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-24
S63 Uniform Securities Agent State Law Examination 2008-01-24
  • S66 Uniform Combined State Law Examination
    2008-05-24
  • S63 Uniform Securities Agent State Law Examination
    2008-01-24
Other Names
  • Ericka Yvonne Archie
  • Ericka L Lee
  • Ericka Yvonne Lee

View on SEC IAPD

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