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3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2021-11-01 |
Branch Locations
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Houston | TX | 12/2012 | 02/2020 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 06/2018 | 04/2020 |
| Concorde Investment Services, Llc | Ann Arbor | MI | 10/2021 | Present |
| Concorde Asset Management, Llc | Ann Arbor | MI | 10/2021 | Present |
| Dr. Brick Alva Md Pa Gastroenterology | Houston | TX | 10/2020 | 10/2021 |
| Unemployed | Katy | TX | 04/2020 | 10/2020 |
1) Concorde Holdings, Inc., Investment related, Ann Arbor, MI. Holding company for Broker-Dealer and RIA affiliate. Senior Operations Support. Start date: October 2021. Full time. 2) Concorde Asset Management, LLC, Concorde Holdings, Inc., Investment related, Ann Arbor, MI. Registered Investment Advisory firm for Broker-Dealer affiliate. Senior Operations Support. Start date: October 2021. Full time.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-31 |
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