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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-23 |
| CA | RA | APPROVED | 2023-10-25 |
Branch Locations
440 Stevens Avenue Suite 350, Solana Beach, CA 92075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Bernstein | Los Angeles | CA | 06/2019 | 05/2022 |
| California Polytechnic State University, San Luis Obispo | San Luis Obispo | CA | 08/2018 | 06/2019 |
| Merrill Lynch | San Diego | CA | 06/2018 | 09/2018 |
| California Polytechnic State University, San Luis Obispo | San Luis Obispo | CA | 09/2017 | 06/2018 |
| Atlas General Insurance | San Diego | CA | 06/2017 | 09/2017 |
| California Polytechnic State University, San Luis Obispo | San Luis Obispo | CA | 09/2016 | 06/2017 |
| California Smartscape | San Diego | CA | 06/2016 | 09/2016 |
| Lincoln Investment | Fort Washington | PA | 06/2022 | 10/2023 |
| Lincoln Investment | Fort Washington | PA | 07/2023 | 10/2023 |
| Capital Analysts | Fort Washington | PA | 07/2023 | 10/2023 |
| Commonwealth Financial Network | San Diego | CA | 10/2023 | Present |
| Mammini Company | San Diego | CA | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-18 |
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