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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-15
MI RA APPROVED 2021-11-01
  • TX RA
    APPROVED
    Since 2022-02-15
  • MI RA
    APPROVED
    Since 2021-11-01

Branch Locations

2501 Coolidge Rd, East Lansing, MI 48823 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jackson National Life Distributors Llc Franklin TN 06/2018 12/2020
Michigan State University East Lansing MI 09/2015 05/2019
Lansing Regional Chamber Of Commerce Lansing MI 01/2018 06/2018
Frontier Promotions Ferndale MI 05/2017 08/2017
Forest Akers Golf Course East Lansing MI 05/2016 11/2016
Jimmy Johns East Lansing MI 01/2015 05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated East Lansing MI 05/2021 Present
Unemployed Nashville TN 01/2021 05/2021
Bank Of America, N.A. East Lansing MI 12/2021 Present
  • 06/2018 → 12/2020
    Jackson National Life Distributors Llc
    Franklin, TN
  • 09/2015 → 05/2019
    Michigan State University
    East Lansing, MI
  • 01/2018 → 06/2018
    Lansing Regional Chamber Of Commerce
    Lansing, MI
  • 05/2017 → 08/2017
    Frontier Promotions
    Ferndale, MI
  • 05/2016 → 11/2016
    Forest Akers Golf Course
    East Lansing, MI
  • 01/2015 → 05/2018
    Jimmy Johns
    East Lansing, MI
  • 05/2021 → Present
    East Lansing, MI
  • 01/2021 → 05/2021
    Unemployed
    Nashville, TN
  • 12/2021 → Present
    Bank Of America, N.A.
    East Lansing, MI
Other Businesses

I*1472286 For profit or not for profit: Name of outside business organization: Holy Cross Investment related: N Address of business: , , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , I will be on a committee helping to organize "Homeless No More" a charity event for the homeless in Lansing, MI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-29
S63 Uniform Securities Agent State Law Examination 2019-09-20
  • S66 Uniform Combined State Law Examination
    2021-10-29
  • S63 Uniform Securities Agent State Law Examination
    2019-09-20
Other Names
  • Andrew Jerry Pence

View on SEC IAPD

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