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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-01-06
NY RA APPROVED 2025-01-04
  • NJ RA
    APPROVED
    Since 2025-01-06
  • NY RA
    APPROVED
    Since 2025-01-04

Branch Locations

Millstone Township, NJ • United States

20 Moriah Lane, Suffern, NY 10901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stock Market Trading New York NY 04/2013 05/2018
New York Life Insurance Co. Saddlebrook NJ 07/2018 08/2022
Nylife Securities Llc Saddlebrook NJ 08/2019 08/2022
Cetera Wealth Services, Llc El Segundo CA 08/2022 Present
Anand Singh Suffern NY 08/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
  • 04/2013 → 05/2018
    Stock Market Trading
    New York, NY
  • 07/2018 → 08/2022
    New York Life Insurance Co.
    Saddlebrook, NJ
  • 08/2019 → 08/2022
    Nylife Securities Llc
    Saddlebrook, NJ
  • 08/2022 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2022 → Present
    Anand Singh
    Suffern, NY
  • 01/2025 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: ANAND SINGH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2022 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE ADMINISTRATIVE DUTIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-12-20
S63 Uniform Securities Agent State Law Examination 2019-11-15
  • S65 Uniform Investment Adviser Law Examination
    2024-12-20
  • S63 Uniform Securities Agent State Law Examination
    2019-11-15

View on SEC IAPD

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