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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-01-06 |
| NY | RA | APPROVED | 2025-01-04 |
Branch Locations
Millstone Township, NJ • United States
20 Moriah Lane, Suffern, NY 10901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stock Market Trading | New York | NY | 04/2013 | 05/2018 |
| New York Life Insurance Co. | Saddlebrook | NJ | 07/2018 | 08/2022 |
| Nylife Securities Llc | Saddlebrook | NJ | 08/2019 | 08/2022 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2022 | Present |
| Anand Singh | Suffern | NY | 08/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2025 | Present |
1. NAME OF OTHER BUSINESS: ANAND SINGH INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2022 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE ADMINISTRATIVE DUTIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 2019-11-15 |
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