Tristan Piper

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2025-07-10

WA RA
APPROVED

Since 2025-07-10

Branch Locations

Spokane, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Forster Financial	Spokane	WA	06/2018	09/2025
Unemployed/Student	Spokane	WA	09/2011	06/2021
Cadaret Grant & Co., Inc.	Spokane	WA	08/2022	07/2025
Lpl Financial Llc	Spokane	WA	07/2025	Present
Quotant	Spokane	WA	10/2025	Present

06/2018 → 09/2025

Forster Financial

Spokane, WA
09/2011 → 06/2021

Unemployed/Student

Spokane, WA
08/2022 → 07/2025

Cadaret Grant & Co., Inc.

Spokane, WA
07/2025 → Present

Lpl Financial Llc

Spokane, WA
10/2025 → Present

Quotant

Spokane, WA

Previous Registrations

2022-10-24 → 2025-07-10

Cadaret, Grant & Co., Inc.

Syracuse, NY

Spokane, WA

Other Businesses

1. 07/2025 - Forster Financial - DBA for LPL Business (entity for LPL business) - Spokane, WA - INV REL - Start Date 06/18/2018 - 160hrs/mth | 160hrs during trading 2. 10/30/2025 - Quotant - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/22/2025 - 160 hours per month/ 100 hours during trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-10-08

S66 Uniform Combined State Law Examination

2022-10-08

Other Names

Tristan L Piper

View on SEC IAPD