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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-09-01
  • VA RA
    APPROVED
    Since 2020-09-01

Branch Locations

12848 Harbor Dr Ste 101, Lake Ridge, VA 22192-2964 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Manassas VA 08/2018 10/2019
Primerica Financial Services Manassas VA 07/2017 10/2019
Verizon Basking Ridge NJ 05/2005 10/2019
Ameriprise Financial Services Inc Manassas VA 10/2019 03/2020
Ameriprise Financial Services, Llc Lake Ridge VA 03/2020 Present
  • 08/2018 → 10/2019
    Pfs Investments Inc.
    Manassas, VA
  • 07/2017 → 10/2019
    Primerica Financial Services
    Manassas, VA
  • 05/2005 → 10/2019
    Verizon
    Basking Ridge, NJ
  • 10/2019 → 03/2020
    Ameriprise Financial Services Inc
    Manassas, VA
  • 03/2020 → Present
    Lake Ridge, VA
Other Businesses

Business Ownership; Peden Accounting Services LLC; Tax Preparer, Tax adviser, Accounting Adviser; Tax Preparation; 9071 Center Street, , Manassas, VA, 20110; Not Investment-Related; 10/01/2009; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-08-19
S63 Uniform Securities Agent State Law Examination 2018-12-01
  • S65 Uniform Investment Adviser Law Examination
    2020-08-19
  • S63 Uniform Securities Agent State Law Examination
    2018-12-01

View on SEC IAPD

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