Fabian Sierra

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-09-15

Branch Locations

Monrovia, CA • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Securities Llc	Sandy	UT	06/2018	08/2019
Chipotle Mexican Grill	Redlands	CA	03/2018	06/2018
Jersey Mikes	Highlands	CA	01/2018	03/2018
Csusb University Enterprises - Institute Of Applied Research	San Bernardino	CA	03/2017	06/2017
Unemployed	Rialto	CA	06/2017	01/2018
Unemployed	Rialto	CA	06/2016	03/2017
Citigroup Global Markets Inc.	Los Angeles	CA	09/2019	Present

06/2018 → 08/2019

E*Trade Securities Llc

Sandy, UT
03/2018 → 06/2018

Chipotle Mexican Grill

Redlands, CA
01/2018 → 03/2018

Jersey Mikes

Highlands, CA
03/2017 → 06/2017

Csusb University Enterprises - Institute Of Applied Research

San Bernardino, CA
06/2017 → 01/2018

Unemployed

Rialto, CA
06/2016 → 03/2017

Unemployed

Rialto, CA
09/2019 → Present

Citigroup Global Markets Inc.

Los Angeles, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-09-13
S63	Uniform Securities Agent State Law Examination	2018-09-24

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