Daniel Barone

Citigroup Global Markets Inc.

CRD 6976628

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2021-11-09

MO RA
APPROVED

Since 2021-11-09

Branch Locations

Citi Wealth Management, Service/Operations 1000 Technology Drive, 3Rd Fl, O'FAllon, MO 63368 • United States

St. Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Clearing Services Llc	St Louis	MO	06/2018	06/2021
Disys	St Louis	MO	06/2018	09/2018
Westminster College	Fulton	MO	08/2014	05/2018
Allen Lunc Co	St. Louis	MO	05/2017	08/2017
Citigroup	O'FAllon	MO	06/2021	Present

06/2018 → 06/2021

Wells Fargo Clearing Services Llc

St Louis, MO
06/2018 → 09/2018

Disys

St Louis, MO
08/2014 → 05/2018

Westminster College

Fulton, MO
05/2017 → 08/2017

Allen Lunc Co

St. Louis, MO
06/2021 → Present

Citigroup

O'FAllon, MO

Previous Registrations

2018-08-31 → 2021-06-21

Wells Fargo Clearing Services, Llc

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-08-31

S66 Uniform Combined State Law Examination

2018-08-31

View on SEC IAPD

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