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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-10-10 |
Branch Locations
500 E. Rio Salado Pkwy Building 4, Floor 3, Tempe, AZ 85281 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Tempe | AZ | 10/2021 | 03/2023 |
| Hilton Phoenix Mesa | Mesa | AZ | 07/2017 | 06/2018 |
| Scottsdale Plaza Resort | Scottsdale | AZ | 07/2016 | 06/2017 |
| Arizona State University | Tempe | AZ | 08/2016 | 05/2018 |
| Morgan Stanley | Gilbert | AZ | 07/2018 | 10/2021 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 03/2023 | 08/2024 |
| Lpl Financial, Llc | Tempe | AZ | 09/2024 | Present |
1) 09/23/2024-Lyft Inc Lyft-Outside/W-2 Employment - Rideshare-Not Inv Related-At San Francisco, CA-10hrs/mth 2) 09/23/2024-Door Dash Inc - Door Dash-Outside/W-2 Employment-Not Inv Related-At San Francisco-10hrs/mth 3) 09/23/2024-Uber Technologies Inc Uber-Outside/W-2 Employment-Not Inv Related-At San Francisco-20hrs/mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-13 |
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