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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-02-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrift Books | Aurora | IL | 05/2017 | 08/2017 |
| Panda Express | Champaign | IL | 01/2018 | 05/2018 |
| University Of Illinois | Champaign | IL | 08/2014 | 05/2018 |
| Harvard State Bank | Harvard | IL | 11/2018 | 12/2020 |
| Midwestern Securities Trading Co. Llc | East Peoria | IL | 06/2018 | 12/2020 |
| Jp Morgan Chase & Co | Winfield | IL | 01/2021 | Present |
| Jp Morgan Securities Llc | Winfield | IL | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-11 |
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