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Valeria Bahena

LPl Financial LLC

Phoenix, AZ

Tempe, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-04-24
TX RA APPROVED 2025-04-24
AZ RA APPROVED 2025-04-14
  • SC RA
    APPROVED
    Since 2025-04-24
  • TX RA
    APPROVED
    Since 2025-04-24
  • AZ RA
    APPROVED
    Since 2025-04-14

Branch Locations

Phoenix, AZ • United States

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Byu- Hawaii Housing Department Laie HI 02/2018 05/2018
Brigham Young University - Hawaii Laie HI 11/2016 06/2018
The Vanguard Group, Inc. Scottsdale AZ 08/2018 02/2019
Unemployed Phoenix AZ 07/2016 11/2016
Morgan Stanley Gilbert AZ 03/2019 03/2025
Morgan Stanley Private Bank, N.A New York NY 12/2020 03/2025
Lpl Financial Llc Tempe AZ 04/2025 Present
  • 02/2018 → 05/2018
    Byu- Hawaii Housing Department
    Laie, HI
  • 11/2016 → 06/2018
    Brigham Young University - Hawaii
    Laie, HI
  • 08/2018 → 02/2019
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 07/2016 → 11/2016
    Unemployed
    Phoenix, AZ
  • 03/2019 → 03/2025
    Morgan Stanley
    Gilbert, AZ
  • 12/2020 → 03/2025
    Morgan Stanley Private Bank, N.A
    New York, NY
  • 04/2025 → Present
    Lpl Financial Llc
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-05
S63 Uniform Securities Agent State Law Examination 2018-10-05
  • S66 Uniform Combined State Law Examination
    2019-04-05
  • S63 Uniform Securities Agent State Law Examination
    2018-10-05
Other Names
  • Valeria Bahena
  • Valeria Garcia Bahena

View on SEC IAPD

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