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Nicholas Tyler Favaro

Ubs Financial Services Inc.

Knoxville, TN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2023-11-06
  • TN RA
    APPROVED
    Since 2023-11-06

Branch Locations

800 South Gay Street Suite 2600, Knoxville, TN 37929 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 07/2018 04/2020
Tiaa Charlotte NC 07/2018 04/2020
Transylvania University Lexington KY 07/2014 05/2018
Transylvania University Lexington KY 09/2014 05/2018
Belk Department Stores Knoxville TN 05/2015 08/2017
Unemployed Knoxville TN 05/2018 07/2018
Ubs Financial Services Inc Knoxville TN 05/2021 Present
Unemployed Knoxville TN 04/2020 05/2021
  • 07/2018 → 04/2020
    Tiaa-Cref Individual & Institutional Services, Llc
    Charlotte, NC
  • 07/2018 → 04/2020
    Tiaa
    Charlotte, NC
  • 07/2014 → 05/2018
    Transylvania University
    Lexington, KY
  • 09/2014 → 05/2018
    Transylvania University
    Lexington, KY
  • 05/2015 → 08/2017
    Belk Department Stores
    Knoxville, TN
  • 05/2018 → 07/2018
    Unemployed
    Knoxville, TN
  • 05/2021 → Present
    Ubs Financial Services Inc
    Knoxville, TN
  • 04/2020 → 05/2021
    Unemployed
    Knoxville, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-06
S63 Uniform Securities Agent State Law Examination 2018-08-20
  • S65 Uniform Investment Adviser Law Examination
    2023-11-06
  • S63 Uniform Securities Agent State Law Examination
    2018-08-20
Other Names
  • Nicholas Favaro
  • Nick Favaro
  • Nicholas T Favaro
  • Nicholas Tyler Favaro

View on SEC IAPD

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Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

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