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Bradley Donald Baker

LPl Financial LLC

Greenfield, MA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-05-22
  • MA RA
    APPROVED
    Since 2025-05-22

Branch Locations

28 Federal St, Greenfield, MA 01301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securitas Vernon VT 06/2016 05/2018
American Portfolios Financial Services, Inc. Holbrook NY 08/2018 10/2024
Osaic Wealth, Inc. Scottsdale AZ 10/2024 05/2025
Lpl Financial Llc Greenfield MA 05/2025 Present
American Portfolios Financial Services, Inc. Holbrook NY 05/2018 08/2018
  • 06/2016 → 05/2018
    Securitas
    Vernon, VT
  • 08/2018 → 10/2024
    American Portfolios Financial Services, Inc.
    Holbrook, NY
  • 10/2024 → 05/2025
    Scottsdale, AZ
  • 05/2025 → Present
    Greenfield, MA
  • 05/2018 → 08/2018
    American Portfolios Financial Services, Inc.
    Holbrook, NY
Previous Registrations
  • 2024-10-11 → 2025-05-18
    Canfield, OH
    Greenfield, MA
    Scottsdale, AZ
  • 2019-04-30 → 2024-10-11
    American Portfolios Advisors, Inc
    Holbrook, NY
Other Businesses

1) 05/2025 - Non-Variable Insurance / Inv Related / Greenfield, MA 01301 / Start date 01/01/2020 - 6 hrs per month - 5% time spent 2) 05/2025 - Tempus PCA / Outside/W-2 Employment / Personal Care Assistant / Non Inv Related / Greenfield, MA 01301 / Start date 06/01/2018 -130 hrs per month - 5% time spent 3) 05/2025 - Baker Financial Group / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 40 hrs per month - 50% time spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-17
  • S66 Uniform Combined State Law Examination
    2019-04-17
Other Names
  • Bradley Baker
  • Brad Baker

View on SEC IAPD

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