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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securitas | Vernon | VT | 06/2016 | 05/2018 |
| American Portfolios Financial Services, Inc. | Holbrook | NY | 08/2018 | 10/2024 |
| Osaic Wealth, Inc. | Scottsdale | AZ | 10/2024 | 05/2025 |
| Lpl Financial Llc | Greenfield | MA | 05/2025 | Present |
| American Portfolios Financial Services, Inc. | Holbrook | NY | 05/2018 | 08/2018 |
1) 05/2025 - Non-Variable Insurance / Inv Related / Greenfield, MA 01301 / Start date 01/01/2020 - 6 hrs per month - 5% time spent 2) 05/2025 - Tempus PCA / Outside/W-2 Employment / Personal Care Assistant / Non Inv Related / Greenfield, MA 01301 / Start date 06/01/2018 -130 hrs per month - 5% time spent 3) 05/2025 - Baker Financial Group / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 40 hrs per month - 50% time spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-17 |
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