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Amy Pham

Morgan Stanley

San Francisco, CA

CRD 6976127

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-21
CA RA APPROVED 2018-10-22
  • TX RA
    APPROVED_RES
    Since 2021-10-21
  • CA RA
    APPROVED
    Since 2018-10-22

Branch Locations

555 California Street Pwm, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cal Football Video Services Berkeley CA 03/2015 10/2018
Bank Of The West San Francisco CA 06/2017 08/2017
Oakland Raiders Oakland CA 03/2017 01/2018
University Of California Berkeley Berkeley CA 08/2014 06/2018
Morgan Stanley San Francisco CA 06/2018 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2018 Present
  • 03/2015 → 10/2018
    Cal Football Video Services
    Berkeley, CA
  • 06/2017 → 08/2017
    Bank Of The West
    San Francisco, CA
  • 03/2017 → 01/2018
    Oakland Raiders
    Oakland, CA
  • 08/2014 → 06/2018
    University Of California Berkeley
    Berkeley, CA
  • 06/2018 → Present
    San Francisco, CA
  • 10/2018 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

*697411 - Troy Griepp LLC; Investment related - Yes; San Francisco, California; Investment/Finance/Banking; Member (proprietor, partner, officer, director, employee, trustee, agent); 06/2026; During business hours: 0; After business hours: 1; Administrative:Accounting/Bookkeeping:Investment Decisions/Advice

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-20
  • S66 Uniform Combined State Law Examination
    2018-10-20

View on SEC IAPD

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