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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-24 |
Branch Locations
5001 Spring Valley Road Suite 900W, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Westlake | TX | 09/2019 | 10/2021 |
| Charles Schwab & Co., Inc. | Houston | TX | 06/2018 | 08/2018 |
| University Of California, Davis (Uc Davis) | Davis | CA | 02/2018 | 09/2019 |
| Uc Davis Shared Services Center | Davis | CA | 06/2017 | 02/2018 |
| University Of California, Davis (Uc Davis) | Davis | CA | 09/2016 | 06/2017 |
| Berkshire Hathaway Homestate Companies (Robert Half) | San Francisco | CA | 07/2016 | 09/2016 |
| Morgan Stanley | Dallas | TX | 10/2021 | Present |
*550061 - Pearson; Investment related No; Austin, Texas; Education; Contractor, Employee (proprietor, partner, officer, director, employee, trustee, agent); 04/2023 ; During business hours: 0; After business hours: 40; scoring student exams, ranging to science, math, reading, and writing *576270 - Prolific Academic Ltd; Investment Related: No; London, England; Education; Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent);11 /2023; During Business Hours: 0; After Business Hours: 10; Participate in scientific studies from researchers around the world such as universiities. *580881 - Data Annotations Tech (Surge AI); Investment Related: No; San Francisco, California; Technology; Contractor (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2024; During Business Hours: 0; After Business Hours: 30; Write high-quality answers when given specific AI prompts, using creative writing skills. Research and fact-check data.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2020-07-27 |
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