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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-02-22 |
| TX | RA | APPROVED_RES | 2023-10-08 |
| DC | RA | APPROVED | 2022-08-01 |
| FL | RA | APPROVED | 2022-07-27 |
| CT | RA | APPROVED | 2022-05-19 |
| NY | RA | APPROVED | 2022-05-19 |
Branch Locations
290 Harbor Drive 2Nd Floor, Stamford, CT 06902 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein, Llc. | New York | NY | 06/2018 | 04/2021 |
| Washington And Lee | Lexington | VA | 09/2014 | 05/2018 |
| Morgan Stanley | New York | NY | 04/2021 | 04/2022 |
| Morgan Stanley Private Bank, N.A | New York | NY | 04/2021 | 04/2022 |
| Sanford C. Bernstein & Co., Llc | New York | NY | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-20 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-10 |
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