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Current Employers
Goodman Advisory Group, Llc

160 Gould St Suite 102, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-02-27
  • MA RA
    APPROVED
    Since 2023-02-27

Branch Locations

160 Gould St Suite 102, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Goodman Advisory Group Needham MA 06/2018 10/2019
Boston College Boston MA 08/2017 08/2018
Goucher College Baltimore MD 08/2013 06/2017
Lpl Financial, Llc Needham MA 06/2018 Present
Goodman Advisory Group, Llc Needham MA 08/2019 Present
  • 06/2018 → 10/2019
    Goodman Advisory Group
    Needham, MA
  • 08/2017 → 08/2018
    Boston College
    Boston, MA
  • 08/2013 → 06/2017
    Goucher College
    Baltimore, MD
  • 06/2018 → Present
    Lpl Financial, Llc
    Needham, MA
  • 08/2019 → Present
    Needham, MA
Other Businesses

1. 11/8/2019 - Goodman Advisory Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 11/18/2019 - Goodman Advisory Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Admin. - Started 08/01/19 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide administrative support to Goodman Advisory Group, LLC, an independent investment advisor firm. I started this business activity in 08/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-16
  • S66 Uniform Combined State Law Examination
    2020-10-16
Designations

View on SEC IAPD

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