Alexandra Marie Armstrong

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
NJ	RA	APPROVED	2019-12-05

NY RA
APPROVED

Since 2021-08-03
NJ RA
APPROVED

Since 2019-12-05

Branch Locations

One Hudson City Centre, Hudson, NY 12534 • United States

One Hudson City Centre Ste 103, Hudson, NY 12534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Hudson	NY	06/2018	Present
Columbia County Habitat For Humanity	Hudson	NY	08/2017	06/2018
Samascotts Garden Market	Valatie	NY	08/2016	06/2018
Frg Objects & Design	Hudson	NY	09/2016	02/2017

06/2018 → Present

Lpl Financial Llc

Hudson, NY
08/2017 → 06/2018

Columbia County Habitat For Humanity

Hudson, NY
08/2016 → 06/2018

Samascotts Garden Market

Valatie, NY
09/2016 → 02/2017

Frg Objects & Design

Hudson, NY

Other Businesses

1) 7/12/19- Notary Public - Inv. Related- Hudson, NY- start date 10/15/2018- 1hr/mth - 1% 2) 07/13/2023 - Hudson Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 06/26/2023 - 2 Hours Per Month/ 1 Hour During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-11-27

S66 Uniform Combined State Law Examination

2019-11-27

View on SEC IAPD