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Ariel Abramov

Charles Schwab & Co., Inc.

Lone Tree, CO

Aurora, CO

CRD 6975675

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2019-12-13
  • CO RA
    APPROVED
    Since 2019-12-13

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clinica Tepeyac Denver CO 07/2017 10/2017
N/A Aurora CO 08/2015 06/2017
Wood And Repair Lone Tree CO 06/2017 01/2018
N/A Aurora CO 01/2018 06/2018
Charles Schwab & Co., Inc. Aurora CO 06/2018 Present
  • 07/2017 → 10/2017
    Clinica Tepeyac
    Denver, CO
  • 08/2015 → 06/2017
    N/A
    Aurora, CO
  • 06/2017 → 01/2018
    Wood And Repair
    Lone Tree, CO
  • 01/2018 → 06/2018
    N/A
    Aurora, CO
  • 06/2018 → Present
    Charles Schwab & Co., Inc.
    Aurora, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-13
S63 Uniform Securities Agent State Law Examination 2019-03-18
  • S66 Uniform Combined State Law Examination
    2019-12-13
  • S63 Uniform Securities Agent State Law Examination
    2019-03-18

View on SEC IAPD

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