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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-09
CA RA APPROVED 2019-01-01
  • TX RA
    APPROVED_RES
    Since 2023-11-09
  • CA RA
    APPROVED
    Since 2019-01-01

Branch Locations

135 S. State College Blvd Suite 650, Brea, CA 92821 • United States

La Habra, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sapling Learning / Macmillan Learning Austin TX 06/2010 11/2017
N/A Austin TX 11/2017 06/2018
Ubs Financial Services Inc. Brea CA 07/2018 Present
  • 06/2010 → 11/2017
    Sapling Learning / Macmillan Learning
    Austin, TX
  • 11/2017 → 06/2018
    N/A
    Austin, TX
  • 07/2018 → Present
    Brea, CA
Other Businesses

1) Name of Business: ProRep Coalition./ Address: 18400 Montevina Rd, Los Gatos, United States, CA, 95033./Investment Related: No./ Nature: Working to promote the adoption of the nonpartisan electoral reform of Proportional Representation throughout California./ Role: Member of Board of directors./ Duty: Meet about once a month to vote on organizational decisions and actions./Start Date: 10/18/2022./ Hours Devoted: No./ Time Required: N/A. 2) Name of Business: Californians for Electoral Reform (CfER)./ Address: PO Box 128 Sacramento United States CA 95812./ Investment Related: No./ Nature: Working to promote nonpartisan electoral reforms, namely Proportional Representation (where 40% of the vote wins 40% of the seats, 20% wins 20%, etc.) and Ranked Choice Voting (where voters rank their choices, and if their first choice is eliminated their vote transfers to their next choice)./ Role: Officer./ Duty: Chief Financial Officer. Sole duty is to make sure the Treasurer is not embezzling funds from the organization./ Start Date: 12/10/2022./ Hours Devoted: no./ Time Required: N/A. 3) ProRep Coalition, Los GatosUnited States CA95033, Political Organization, Caledon Myers, president Working to promote the adoption of the nonpartisan electoral reform of Proportional Representation throughout California, Officer, As Treasurer, I am responsible for providing monthly updates on the finances of the organization to the rest of the Board of Directors, start date-10/18/2022 4) The Classical Liberal Caucus of the Libertarian Party 9, San Antonio United States , lpclc.org Political Organization ,election) Advocate for the political philosophy of classical liberalism (i.e., fiscal responsibility, equality before the law, respect of an individual's dignity) within the Libertarian Party and the libertarian movement. , Officer , As Treasurer, I will be officially responsible for keeping track of the CLC's books and doing filings with the FEC. Start date 6/15/2026 5)The Steven and Marilyn Johnson Irrevocable Trust, Serves as the Irrvocable Trust related to the Property owned at the time of the trust inception. Property has been sold therefore the trust holds the asssets of the sale of that said property. , United States, Act as sole trustee for the Irrevocable Trust created by my parents, Grantors of the trust. Make decisions within the guidelines of the trust for income related options, i.e. Certificates of Deposit, provide documents for annual taxes filing, execute dispursment of income to grantor, pay expenses related to legal, tax, or fees associated with the management of the trust. I am the sole trustee as wells as one of the living and dealth fo the grantors beneficiary. , Start date 2/18/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-29
  • S66 Uniform Combined State Law Examination
    2018-12-29

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