Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-12-17
IN RA APPROVED 2019-12-03
  • TX RA
    APPROVED
    Since 2019-12-17
  • IN RA
    APPROVED
    Since 2019-12-03

Branch Locations

510 E 96Th St, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Indianapolis IN 06/2018 07/2019
Iupui Indianapolis IN 08/2014 05/2018
Redbull Indianapoils IN 02/2016 01/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Indianapolis IN 10/2019 Present
Bank Of America, N.A. Indianapolis IN 10/2019 Present
  • 06/2018 → 07/2019
    Charles Schwab & Co., Inc.
    Indianapolis, IN
  • 08/2014 → 05/2018
    Iupui
    Indianapolis, IN
  • 02/2016 → 01/2019
    Redbull
    Indianapoils, IN
  • 10/2019 → Present
    Indianapolis, IN
  • 10/2019 → Present
    Bank Of America, N.A.
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-02
S63 Uniform Securities Agent State Law Examination 2019-01-15
  • S66 Uniform Combined State Law Examination
    2019-12-02
  • S63 Uniform Securities Agent State Law Examination
    2019-01-15

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Indianapolis, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor