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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-12-17 |
| IN | RA | APPROVED | 2019-12-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 06/2018 | 07/2019 |
| Iupui | Indianapolis | IN | 08/2014 | 05/2018 |
| Redbull | Indianapoils | IN | 02/2016 | 01/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 10/2019 | Present |
| Bank Of America, N.A. | Indianapolis | IN | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2019-01-15 |
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