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Current Employers
Davenport & Company Llc

One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-09
VA RA APPROVED 2019-06-14
  • FL RA
    APPROVED
    Since 2024-07-09
  • VA RA
    APPROVED
    Since 2019-06-14

Branch Locations

One James Center 901 E. Cary Street, Richmond, VA 23219 • UNITED STATES

Riverview, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Infinex Investments, Inc. Meriden CT 04/2015 10/2017
Money Concepts Capital Corp. Palm Beach Gardens FL 10/2017 06/2019
Davenport & Company Llc Richmond VA 06/2019 Present
Previous Registrations
Other Businesses

Wit & Wine - Not investment related - Riverview, FL - Arts and Crafts- Owner - Create personalized custom art pieces, personalized ornaments, custom hats and humorous coloring books. Start date 4/1/2026- Approximate number of hours/month during business hours: 0. Approximate number of hours/month during non-business hours: 5 - 10 Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-28
S63 Uniform Securities Agent State Law Examination 2006-06-26
  • S66 Uniform Combined State Law Examination
    2007-08-28
  • S63 Uniform Securities Agent State Law Examination
    2006-06-26
Other Names
  • Stefanie Dumont
  • Stefanie Cecile Dumont

View on SEC IAPD

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