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John C Maxwell

Jcm3 Asset Management, LLC

Edwards, CO

CRD 3130774

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Employer firm

Jcm3 Asset Management, LLC CRD 327263

$2.21M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Jcm3 Asset Management, Llc

Edwards, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-12-18
  • CO RA
    APPROVED
    Since 2023-12-18

Branch Locations

Edwards, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jcm3 Asset Management, Llc Edwards CO 05/2023 Present
Waddell And Reed Overland Park KS 06/1998 04/2021
Macquirie Group Overland Park KS 04/2021 11/2021
N/A Edwards CO 12/2021 04/2023
  • 05/2023 → Present
    Jcm3 Asset Management, Llc
    Edwards, CO
  • 06/1998 → 04/2021
    Waddell And Reed
    Overland Park, KS
  • 04/2021 → 11/2021
    Macquirie Group
    Overland Park, KS
  • 12/2021 → 04/2023
    N/A
    Edwards, CO
Previous Registrations
Designations
  • Chartered Financial Analyst
Other Names
  • John C Maxwell
  • John C Maxwell

View on SEC IAPD

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