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2001 Butterfield Road Suite 1750, Downers Grove, IL 60515 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-09-26 |
| TX | RA | APPROVED | 2023-09-26 |
Branch Locations
2001 Butterfield Road Suite 1750, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chicago | IL | 06/2018 | 02/2020 |
| Stan Johnson Company | Chicago | IL | 03/2018 | 05/2018 |
| Travel | Chicago | IL | 06/2017 | 03/2018 |
| Cornell University | Ithaca | NY | 07/2015 | 05/2017 |
| Bank Of America, N.A. | Chicago | IL | 09/2018 | 02/2020 |
| Shetland Financial, Llc | Chicago | IL | 02/2020 | 10/2021 |
| Rubinbrown Advisors Llc | Chicago | IL | 07/2021 | 04/2022 |
| Wells Fargo Bank | Chicago | IL | 08/2022 | 09/2023 |
| Wells Fargo Clearing Services, Llc | Chicago | IL | 08/2022 | 09/2023 |
| Shetland Financial, Llc | Chicago | IL | 04/2022 | 08/2022 |
| Wells Fargo Advisors Financial Network, Llc | Chicago | IL | 01/2023 | 09/2023 |
| Capstone Financial Advisors, Inc. | Downers Grove | IL | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-10-17 |
| S66 | Uniform Combined State Law Examination | 2018-09-26 |
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