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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-18 |
| WA | RA | APPROVED | 2021-10-15 |
Branch Locations
1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States
Spokane, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Spokane | WA | 06/2018 | 10/2021 |
| Securitas Security Services Usa | Spokane | WA | 11/2016 | 06/2018 |
| Unemployed | Spokane | WA | 10/2016 | 11/2016 |
| Itron, Inc. | Liberty Lake | WA | 03/2016 | 10/2016 |
| Bank Of America, N.A. | Spokane | WA | 06/2018 | 10/2021 |
| Rockefeller Financial Llc | Olympia | WA | 10/2021 | 07/2026 |
| Rockefeller Financial Llc | Spokane | WA | 08/2026 | Present |
I*121524 For profit or not for profit: Non-Profit Organization Name of outside business organization: Gonzaga University Investment related: N Address of business: Spokane, Washington 99258 Nature of business: Other,Private non-profit educational institution Position, title, association: Part-Time, Start date of relationship: 9/2/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Gonzaga University has asked me to be an Adjunct Professor which is a paid position within the business school. For profit or not for profit: Non-Profit Organization Name of outside business organization: Gonzaga University Investment related: N Address of business: Spokane, Washington 99258 Nature of business: Other,Private non-profit educational institution Position, title, association: Part-Time, Start date of relationship: 9/2/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Gonzaga University Spokane Alumni Association Board Member For profit or not for profit: Non-Profit Organization Name of outside business organization: Gonzaga University Investment related: N Address of business: Spokane, Washington 99258 Nature of business: Other,Private non-profit educational institution Position, title, association: Part-Time, Start date of relationship: 9/2/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Gonzaga University Dean's Business Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-27 |
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