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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-04-04
  • WI RA
    APPROVED
    Since 2025-04-04

Branch Locations

Racine, WI • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington WI 06/2018 04/2022
Guardian Credit Union Oak Creek WI 07/2016 06/2018
Bank Of America, N.A. Burlington WI 07/2018 04/2022
Equitable Advisors Llc New York NY 05/2022 12/2024
Empower Advisory Group, Llc Greenwood Village CO 03/2025 Present
Empower Financial Services, Inc Greenwood Village CO 03/2025 Present
Previous Registrations
Other Businesses

8/7/24 - Door Dash - Driver - 20 hrs month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-16
  • S66 Uniform Combined State Law Examination
    2018-10-16
Other Names
  • Michael Ramos

View on SEC IAPD

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