Dianne Chipps Bailey

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 08/2000 → 06/2018
  Robinson Bradshaw & Hinson, Pa
  Charlotte, NC

Other Businesses

For profit or not for profit: Non Profit Name of outside business organization: Linville Foundation Investment related: No Address of business: Linville, NC Nature of business: Charitable Organization Compensation for Activity: No Position, title, association Board Member Start date of relationship: 07/2017 Number of hours devoted: 1 / mo Number of hours devoted during trading hours: 0 Duties: Fiduciary oversight I*116379 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Bailey Chipps Family Foundation Address of business: Charlotte, North Carolina 28211 Nature of business: Charitable Organization Position, title, association: Director Start date of relationship: 40603 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: I serve as a director and officer for a very small family foundation that makes contributions to local charities. I have check writing authority for the account held at US Trust (x). The modest funds are not invested as at this time I*1307259For profit or not for profit: Entity Charitable Name of outside business organization: North Carolina School of Science and Mathematics Foundation Investment related: N Address of business: Durham, NC Nature of business: Charitable Organization Position, title, association: "Board Member Start date of relationship: 7/1/2023 Number of hours devoted: 15 hour(s) Yearly Number of hours devoted during trading hours: 4 Duties: , Board of Directors I* 1753318 For profit or not for profit: Entity For Profit Name of outside business organization: Daylight Advisors Investment related: no Address of business: SEATTLE, WA, 98107-5264 Nature of business: Corporation Position, title, association: Other Start date of relationship: 03/26/2024 Number of hours devoted: 4 yearly Number of hours devoted during trading hours: 0 Duties: Advisory council; guidance only with no fiduciary authority or obligation I*: 1800338 Entity Type: Charitable Organization Name of OBA: American College of Financial Services Address: King of Prussia, PA Investment Related: No Position, Title, Association: Other Employee Start Date: 04/30/2024 Number of Hours: 2 hrs annually Number of Hours during trading: 2 hrs annually Duties: Chartered Advisor in Philanthropy Industry Advisory Council

Exams

• S66 Uniform Combined State Law Examination
  2018-10-22

Other Names

• Dianne Elizabeth Chipps
• Dianne Chipps
• Dianne Bailey