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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-08-27 |
| TX | RA | APPROVED | 2025-08-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kenton County Schools | Edgewood | KY | 08/2015 | 05/2018 |
| Fidelity Investments | Covington | KY | 06/2018 | Present |
| Notre Dame Academy | Park Hills | KY | 02/2016 | 05/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-23 |
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