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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2011-01-20
KS RA APPROVED 2005-07-25
MO RA APPROVED 2005-07-25
  • TX RA
    APPROVED_RES
    Since 2011-01-20
  • KS RA
    APPROVED
    Since 2005-07-25
  • MO RA
    APPROVED
    Since 2005-07-25

Branch Locations

4200 W 115Th St Ste 200, Leawood, KS 66211-2729 • United States

Kansas City, MO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Overland Park KS 09/2005 03/2020
Ameriprise Financial Services, Llc Leawood KS 03/2020 Present
Other Businesses

Business Ownership; Sagacious Capital; I am the Treasurer of the business. I changed my role within the business from CEO to Treasurer. Keeping same date based on Incorporation of the business. Title was changed but business did not change. I am updating my role.; Real Estate; 1108 E 108th Terrace, , Kansas City, MO, 64131; Not Investment-Related; 06/30/2011; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-22
  • S66 Uniform Combined State Law Examination
    2005-07-22

View on SEC IAPD

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