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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-03-21 |
Branch Locations
3923 West 95Th Street, Evergreen Park, IL 60805 • United States
1200 Harger Road Suite 325, Oak Brook, IL 60523 • United States
15321 S 94Th Ave Ste 100, Orland Park, IL 60462 • United States
1928 West Fulton #3, Chicago, IL 60612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Financial Group | Lombard | IL | 06/2017 | 04/2018 |
| Chicago Fire Department | Chicago | IL | 08/2016 | 08/2018 |
| Lincoln Financial Advisors | Chicago | IL | 08/2018 | 03/2020 |
| Cetera Advisors Llc | Denver | CO | 03/2020 | Present |
| Chicago Fire Department | Chicago | IL | 08/2016 | Present |
| Megent Financial | Orland Park | IL | 03/2020 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1) CHICAGO FIRE DEPARTMENT, NOT INVESTMENT RELATED, 121 N LA SALLE ST, CHICAGO, IL, 60602, FIREFIGHTING AND MEDICAL EMERGENCIES, STARTED 8/2/16, POSITION/TITLE/RELATIONSHIP: FIREFIGHTER & EMT, APX 72 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PROTECT THE CITIZENS AND PROPERTY OF CHICAGO 2) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 03/2020, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE. 3) MEGENT FINANCIAL, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 03/2020, REGISTERED REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 20, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 4) NAME OF OTHER BUSINESS: RESPONDERS FINANCIAL, LLC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: DBA FOR TAX PURPOSES; START DATE: 2/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SECURITIES DBA FOR TAX PURPOSES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 2018-10-02 |
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