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Inactive

Philippe Jacques Richard Mouls

Ned Davis Research, Inc.

Nokomis, FL

CRD 6974446

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Employer firm

Ned Davis Research, Inc. CRD 112260

$2.22M regulatory AUM 1,577 advisory clients

Reported services (Item 5G)

  • Portfolio management (investment companies)
  • Pension consulting
  • Periodicals / newsletters
  • Security ratings or pricing
  • Market timing
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ned Davis Research, Inc.

3665 Bee Ridge Road Suite 306, Sarasota, FL 34233 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-06-22
  • FL RA
    APPROVED
    Since 2023-06-22

Branch Locations

2520 North Tamiami Trail, Nokomis, FL 34275 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Beavercreek OH 08/2018 04/2022
Wright State University Dayton OH 06/2014 12/2018
Kim Hill Real Estate Portsmouth OH 06/2015 08/2017
Morgan Stanley Private Bank, N.A. New York NY 06/2019 04/2022
Ned Davis Research, Inc. Nokomis FL 01/2023 Present
Unemployed Englewood FL 04/2022 12/2022
  • 08/2018 → 04/2022
    Morgan Stanley
    Beavercreek, OH
  • 06/2014 → 12/2018
    Wright State University
    Dayton, OH
  • 06/2015 → 08/2017
    Kim Hill Real Estate
    Portsmouth, OH
  • 06/2019 → 04/2022
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 01/2023 → Present
    Ned Davis Research, Inc.
    Nokomis, FL
  • 04/2022 → 12/2022
    Unemployed
    Englewood, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-02
  • S66 Uniform Combined State Law Examination
    2019-08-02
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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