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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-18
CO RA APPROVED 2020-09-10
  • TX RA
    APPROVED_RES
    Since 2023-01-18
  • CO RA
    APPROVED
    Since 2020-09-10

Branch Locations

Westminster, CO • United States

9737 Wadsworth Parkway, Westminster, CO 80021 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cross Impact Ministries Westminster CO 07/2011 08/2019
Thrivent Investment Management Inc Northglenn CO 07/2018 05/2019
Thrivent Investment Management Inc Greenwood Village CO 06/2020 Present
Thrivent Financial Appleton WI 08/2019 09/2020
Thrivent Financial Appleton WI 09/2020 11/2020
Thrivent Financial Appleton WI 11/2020 Present
  • 07/2011 → 08/2019
    Cross Impact Ministries
    Westminster, CO
  • 07/2018 → 05/2019
    Northglenn, CO
  • 06/2020 → Present
    Greenwood Village, CO
  • 08/2019 → 09/2020
    Thrivent Financial
    Appleton, WI
  • 09/2020 → 11/2020
    Thrivent Financial
    Appleton, WI
  • 11/2020 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

STANDLEY LAKE HIGH SCHOOL POSITION: Boys Basketball Coach NATURE: Varsity Basketball Coach INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2019 ADDRESS: 9300 W 104th Ave, Westminster CO 80021, United States DESCRIPTION: Overseeing the SLHS basketball program. Organizing practices, games, administration of basketball program. NEXT GEN MINISTRIES POSITION: Board Member NATURE: NGM is a 501c3 Non-profit organization devoted to equipping and encouraging the next generation of the church through discipleship utilizing the platforms of education, sport and community. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: 9845 Carr Cir, Westminster CO 80021, United States DESCRIPTION: Assist in providing spiritual clarity and direction for this new ministry as they look to have impact in the community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-09
  • S66 Uniform Combined State Law Examination
    2020-09-09

View on SEC IAPD

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