Christopher Ashley Leary

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 12/2009 → Present
  Bank Of America, Na
  Jacksonville, FL

Other Businesses

I*: 2306265Entity Type: For Profit,Entity Publicly TradedName of OBA: UberAddress: San Francisco, CA 94158Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 05/01/2025Number of Hours: 5 hrs wklyNumber of Hours during trading: 0Duties: Driver for ride share and food delivery.I*: 2306269Entity Type: For Profit,Entity Publicly TradedName of OBA: Door DashAddress: San Francisco, CA 94107Investment Related: NoPosition, Title, Association: Consultant/Independent ContractorEmployee Start Date: 05/01/2025Number of Hours: 5 hrs wklyNumber of Hours during trading: 0Duties: Driver for food delivery I*3837267 Entity Type: N/A Name of OBA: Lyft Address: new york, New York, 10001 Investment Related: No Position, Title, Association: N/A Employee Start Date: 02/28/2026 Number of Hours: 4, Weekly Number of Hours during trading: 0, Weekly Duties: Ride Share Individual contractor, driving ride share primarily on weekends.

Exams

• S66 Uniform Combined State Law Examination
  2005-07-26

Other Names

• Chris Ashley Leary
• Chrisotpher A Leary