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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
Redondo Beach, CA • United States
600 City Parkway West Suite 210, Orange, CA 92868 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 07/2018 | 02/2020 |
| Time Warner Cable Sportsnets/Spectrum Sportsnets | El Sedundo | CA | 12/2012 | 06/2018 |
| Pruco Securities Llc | Orange | CA | 05/2020 | 11/2024 |
| Unemployed | Redondo Beach | CA | 03/2020 | 04/2020 |
| The Prudential Insurance Company Of America | Orange | CA | 05/2020 | Present |
| Lpl Enterprise, Llc | Orange | CA | 11/2024 | Present |
1) 10/31/2024- Amazon- Outside/W-2 Employment- Part of the team that gets orders ready for customers relying on Amazon`s services.- Not INV Related- At Orange, CA- Start date 10/23/2024- 120 HRS MTH- 0 HRS During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-08-30 |
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