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Christopher Joseph Nunez

LPl Enterprise, LLC

Redondo Beach, CA

Orange, CA

CRD 6973955

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-14
  • CA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Redondo Beach, CA • United States

600 City Parkway West Suite 210, Orange, CA 92868 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2018 02/2020
Time Warner Cable Sportsnets/Spectrum Sportsnets El Sedundo CA 12/2012 06/2018
Pruco Securities Llc Orange CA 05/2020 11/2024
Unemployed Redondo Beach CA 03/2020 04/2020
The Prudential Insurance Company Of America Orange CA 05/2020 Present
Lpl Enterprise, Llc Orange CA 11/2024 Present
  • 07/2018 → 02/2020
    St Louis, MO
  • 12/2012 → 06/2018
    Time Warner Cable Sportsnets/Spectrum Sportsnets
    El Sedundo, CA
  • 05/2020 → 11/2024
    Orange, CA
  • 03/2020 → 04/2020
    Unemployed
    Redondo Beach, CA
  • 05/2020 → Present
    The Prudential Insurance Company Of America
    Orange, CA
  • 11/2024 → Present
    Orange, CA
Previous Registrations
  • 2020-06-12 → 2024-11-14
    Sherman Oaks, CA
    Orange, CA
  • 2018-08-31 → 2020-02-07
    Redondo Beach, CA
    St Louis, MO
    Hermosa Beach, CA
    El Segundo, CA
Other Businesses

1) 10/31/2024- Amazon- Outside/W-2 Employment- Part of the team that gets orders ready for customers relying on Amazon`s services.- Not INV Related- At Orange, CA- Start date 10/23/2024- 120 HRS MTH- 0 HRS During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-30
  • S66 Uniform Combined State Law Examination
    2018-08-30
Other Names
  • Christopher Joseph Nunez
  • Christopher Nunez

View on SEC IAPD

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