James S Pace

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2018 → 09/2022
  Jpmorgan Chase Bank, N.A.
  New York, NY
• 06/2018 → 09/2022
  Jpmorgan Securities, Llc.
  New York, NY
• 03/2016 → 09/2017
  Arb Mechanical Services
  Rocky Point, NY
• 05/2017 → 09/2017
  People Pool Valet Service, Inc.
  Hampton Bays, NY
• 09/2015 → 12/2017
  Hofstra University
  Hempstead, NY
• 09/2017 → 05/2018
  Unemployed
  Na, NY
• 09/2022 → 10/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 09/2022 → 10/2024
  Bank Of America, N.A.
  New York, NY
• 02/2025 → Present
  Morgan Stanley
  New York, NY
• 10/2024 → 02/2025
  Unemployed
  Huntington Station, NY
• 02/2025 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2022-09-07 → 2024-10-31
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 2021-12-13 → 2022-09-07
  J.P. Morgan Securities Llc
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2021-12-13
• S63 Uniform Securities Agent State Law Examination
  2018-10-19

Other Names

• James Salvatore Pace