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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Irvine | CA | 06/2018 | 11/2024 |
| Network Capital | Irvine | CA | 04/2018 | 04/2018 |
| Self-Employed | Corona | CA | 05/2018 | 06/2018 |
| Self-Employed | Long Beach | CA | 08/2015 | 04/2018 |
| California State University Long Beach | Long Beach | CA | 09/2008 | 05/2017 |
| Prudential Insurance Company Of America | Irvine | CA | 08/2018 | Present |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2018-08-16 |
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