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Stefan Cefali

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-10-12
  • IL RA
    APPROVED
    Since 2023-10-12

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Michigan State University East Lansing MI 08/2015 05/2020
Wintrust Wealth Management Chicago IL 06/2018 08/2018
Dtn Management Company East Lansing MI 12/2019 04/2020
American Senior Benefits Chicago IL 06/2020 12/2020
Wintrust Investments, Llc Chicago IL 01/2021 10/2023
First Trust Portfolios L.P. Wheaton IL 10/2023 Present
First Trust Advisors L.P. Wheaton IL 10/2023 Present
  • 08/2015 → 05/2020
    Michigan State University
    East Lansing, MI
  • 06/2018 → 08/2018
    Wintrust Wealth Management
    Chicago, IL
  • 12/2019 → 04/2020
    Dtn Management Company
    East Lansing, MI
  • 06/2020 → 12/2020
    American Senior Benefits
    Chicago, IL
  • 01/2021 → 10/2023
    Wintrust Investments, Llc
    Chicago, IL
  • 10/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 10/2023 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
  • 2022-08-01 → 2023-10-10
    Wintrust Investments Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
  • S66 Uniform Combined State Law Examination
    2022-08-01
Other Names
  • Stefan M Cefali

View on SEC IAPD

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Julie Marie Cunningham
Nicole Lea Ayers

Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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