Stefan Cefali

Employer firm

First Trust Advisors LP CRD 107027

$309B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 05/2020
  Michigan State University
  East Lansing, MI
• 06/2018 → 08/2018
  Wintrust Wealth Management
  Chicago, IL
• 12/2019 → 04/2020
  Dtn Management Company
  East Lansing, MI
• 06/2020 → 12/2020
  American Senior Benefits
  Chicago, IL
• 01/2021 → 10/2023
  Wintrust Investments, Llc
  Chicago, IL
• 10/2023 → Present
  First Trust Portfolios L.P.
  Wheaton, IL
• 10/2023 → Present
  First Trust Advisors L.P.
  Wheaton, IL

Previous Registrations

• 2022-08-01 → 2023-10-10
  Wintrust Investments Llc
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2022-08-01

Other Names

• Stefan M Cefali