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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-09-21 |
| NH | RA | APPROVED | 2022-04-20 |
Branch Locations
45 South Main Street Suite 200, Concord, NH 03301 • United States
6000 Fairview Road Suite 500, Charlotte, NC 28210-3254 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Manchester | NH | 06/2018 | 10/2018 |
| Merrimack County Savings Bank | Bow | NH | 09/2017 | 06/2018 |
| School | Bow | NH | 08/2001 | 05/2017 |
| Orange Leaf Frozen Yogurt | Concord | NH | 05/2017 | 09/2017 |
| Wells Fargo Clearing Services, Llc | Manchester | NH | 11/2018 | 04/2022 |
| Rbc Capital Markets, Llc | Concord | NH | 04/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-19 |
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